Audit & Consulting in Finance

The high degree of regulation and increasing complexity of the banking and financial services sector has led to soaring demand for professional consulting services. Our qualified staff are highly conversant with the complex interplay of modern finance issues and combine skills with creativity in the service of:

Banks
Securities firms
Asset managers and trustees
Managers of collective assets
Fund management companies
Insurances
Casinos
FinTech

Our services

Stationary audits

Ordinary and limited audits of all types of financial intermediaries
Audits of collective investment schemes, investment companies, SICAVs and LPCI
Audits according to national (RelV-FINMA, Swiss GAAP FER) and international audit standards (IFRS-GAAP, US-GAAP and IFRS SME)
Audits according to the Persons and Companies Act (PGR) in the Principality of Liechtenstein

Special legislation audits

Regulatory audits pursuant to the Banking Act, FinIA, FinSA, FinMIA, Collective Investment Schemes Act, Anti-Money-Laundering Act and Casino Act
License application audits for all types of financial services providers
Valuation and merger audits for financial services providers Special mandates relating to stock exchange law (public takeover offers, fairness opinions)
Audit QI/FATCA

AML audit service

Audit of compliance with AML regulations and professional standards of self-regulatory organisations (AOOS, ARIF, OAD FCT, PolyReg, SVIG, SLV, SRO-SVV, SRO-Treuhand Suisse, VQF etc.) and supervisory organisations (AOOS, FINcontrol, OSIF, OSFIN)

Audit of non-financial data

Audit of sustainability information and other information along defined standards

Other external audit services

Agreed upon procedure audit mandates according to ISAE or PS standards
Investigating agent and liquidation mandates
Independent/court-appointed expert opinions/mandates
Audits of outsourcing providers (for banks)

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